Tenure and Promotion on the Charles River Campus
When a faculty appointment is “tenured,” it means that the appointment is without term, in contrast to non-tenured appointments, which have a term specified by a contract. The section of the Faculty Handbook below describes the procedure for granting tenure, and other sections discuss the circumstances under which tenure may be revoked, for example, Termination for Cause and Program Discontinuation and Consequent Faculty Terminations. Faculty appointments normally are based in departments or similar divisions within the schools and colleges that comprise the University. If a department or an entire school or college is eliminated, tenured faculty may no longer have a valid appointment. Please see Department and Program Discontinuation and Consequent Faculty Terminations for further information.
A. Tenure
- The general criteria for awarding tenure are a strong record of a) teaching, b) scholarly and/or creative work, and c) University and professional service. While the relative weight accorded these areas of professorial activity may vary among the Schools and Colleges, a national reputation for excellence in scholarly and/or creative work is required.
- The award of tenure to an Assistant Professor shall include promotion to the rank of Associate Professor. In the School of Law, tenure track faculty members enter as Associate Professors and are considered for tenure and promotion to Professor at the end of the standard probationary period.
- There shall be no presumption for the award of tenure in any individual case.
- The services of a faculty member on tenure may be terminated only for adequate cause as provided in the policy, “Suspension or Termination for Cause,” or as a result of a discontinuation as provided in University Policies on “Department and Program Discontinuation and Consequent Faculty Terminations.”
B. Tenure Review Schedule and Notification
- Full-length Probationary Period: Faculty members holding tenure track probationary appointments must be considered for tenure not later than in theirseventh year of service at Boston University unless the probationary period has been extended as described in Section 3, below.
- Reduced Probationary Period for Prior Service: The mandatory year of tenure review for members of the faculty who have prior full-time professorial service at another institution of higher learning will normally be set for a time earlier than the seventh year, by mutual agreement between the faculty member and the Dean at the time the offer of a tenure track probationary appointment is made and accepted.
- Extension of the Probationary Period: Extraordinary circumstances beyond a faculty member’s control may have a significant negative impact on the ability of a faculty member to pursue their University responsibilities during the probationary period. In these circumstances the faculty member’s Dean may request that the Associate Provost for Faculty Affairs postpone the tenure review deadline for one year, provided that the request is made within one year of the beginning of the period of impact, and before the submission deadline for the candidate’s promotion application within the School or College. The faculty member also retains the right, after consultation with his or her Chair and/or Dean, to request review at the originally specified time.
- Note that a Childbirth Leave and/or a period of Family Leave for Child Bonding or Caregiving results in an automatic one-year extension of the tenure review deadline, as described in the section on Childbirth Leave and Family Leave for Child Bonding or Caregiving.
- The total extension of the probationary period may not exceed two years, regardless of the combination of circumstances that resulted in the extension(s).
- Examples of additional circumstances in which an extension of the probationary period may be warranted are provided below. This list is not exhaustive; please contact the Associate Provost for Faculty Affairs regarding these and other situations in which an extension request may be contemplated.
- delay of one semester or more in access to committed laboratory space in which to conduct research
- accidental destruction of critical resources required for scholarly or creative work
- medical leave of a semester or more
- personal situations that have a severe impact on professional activities, including the life-threatening illness or death of a partner, a spouse, or a child
- The following COVID-19 extension provision shall remain in effect until the end of academic year 2029-30, at which time, it shall be removed from the Faculty Handbook without any further action required by any deliberative body: Every faculty member in the probationary period in academic year 2019-20 who will not have received a tenure decision by May 15, 2020 and every faculty member whose employment began between July 1, 2020 and December 31, 2020, shall have their tenure review deadline postponed for one year due to the extraordinary circumstances associated with the COVID-19 pandemic. This one-year COVID-19 extension will be in addition to the maximum total 2-year extension referenced above. The faculty member retains the right, after consultation with their chair and/or dean, to request review at the originally specified time rather than postponing review under this provision.
- Early Tenure Review: A faculty member holding a tenure track probationary appointment may request tenure review prior to the scheduled tenure review year. After consultation with the department Chair, the Dean may approve such a request. Once an early tenure review is approved by the Dean, the newly scheduled tenure review will be considered a mandatory review. Note that an early review that is unsuccessful because of withdrawal by the candidate or denial of tenure, will result in a terminal-year appointment that may supersede a previously existing appointment of longer term.
- Terminal Year: If tenure is not awarded following a tenure review, the candidate will be appointed to a terminal appointment for one academic year.
C. Tenure Review Process
- At the beginning of the semester preceding the academic year in which the faculty member is to be reviewed for tenure, the Dean will provide the candidate with guidelines for compiling their section of the dossier and a complete timetable for the review process. In cases in which Boston University has previously granted tenure to a faculty member in a particular department, school or college, the University Provost in consultation with the relevant Deans may determine it appropriate to consider the faculty member for tenure in another Boston University department, school, or college. If so, the University Provost, in consultation with the Deans, shall determine which new materials, if any, are required for the tenure file. In making this determination the University Provost and Deans shall consider when the original tenure or promotion file was prepared as well as whether the candidate’s areas of scholarly and/or creative work are distinct, cognate, or congruent with those of the academic unit considering the new tenure case. In all cases, the file will be reviewed consistently with the Tenure and Promotion section.
- The candidate, the department Chair, and the Dean are responsible for the compilation of their respective portions of the dossier and the submission of all materials pertinent to an adequate consideration of the candidate’s qualifications and abilities. The results of each level of the review process shall be incorporated successively into the candidate’s dossier.
- The first level of tenure review takes place in the candidate’s department. Tenured members of the department examine the candidate’s dossier, meet and discuss the qualifications, and vote on whether or not to recommend the award of tenure. Individual senior non-tenure track faculty members may participate in the tenure review, if so approved by the Dean. The lack of any tenured faculty appointed in the department does not preclude tenure review. In such instances, the Chair should consult with the senior faculty of the department. The Chair of the department reports the result of the vote or consultation as well as their own recommendation to the Dean. In the case of significant dissent, the Chair should do their best to convey a sense of the arguments on each side
- The faculty of each School or College, in accordance with procedures recommended by the faculty and approved by the Dean and the University Provost, select a School Appointment, Promotion and Tenure (APT) Committee whose members are Associate or Full Professors. The APT Committee examines and discusses the candidate’s dossier, including the recommendation of the faculty and of the Chair of the candidate’s department. A report embodying the substance of the discussion and the recommendation of the Committee is then furnished to the Dean of the School or College.
- The Dean makes a recommendation regarding the award of tenure and so notifies the candidate. If the recommendation is positive, the Dean forwards the candidate’s complete dossier, including the Chair’s report and recommendation, the APT Committee report, and their own recommendation and the reasons therefor, to the University Provost. If the Dean’s recommendation is negative, the Dean informs the candidate and provides information about the appeals process (for Appeals see Sections D and I).
- The University Provost forwards the case to the University Appointment, Promotion and Tenure Committee (UAPT), whose members shall be sixteen Associate or Full Professors selected by the Provost and the Chair of the Faculty Council by mutual agreement. The UAPT Committee reviews the case and votes. A report embodying the substance of the UAPT Committee’s discussions and recommendation is added to the dossier and all materials to date are provided to the University Provost.
- The University Provost makes a recommendation regarding the award of tenure. If the recommendation is positive, the Provost forwards the candidate’s dossier including the UAPT report and their own recommendation to the President. If the Provost’s recommendation is negative, the Provost informs the candidate and provides information about the appeals process (for Appeals see Sections D and I).
- The President notifies the candidate of their decision.
- The candidate may withdraw their tenure application at any stage of the process before the decision by the President. However if the faculty member withdraws their application, the faculty member’s appointment becomes a terminal-year appointment for the academic year following the tenure review, regardless of the amount of time that would have remained on the faculty member’s appointment following the scheduled tenure review year.
D. Appeal Path for a Negative Tenure Decision
-
- On the Charles River Campus, a tenure case progresses to the Dean, regardless of the votes at earlier levels. The Dean’s negative recommendation is the final decision, unless an appeal is successful. Therefore, there are three steps in the tenure review at which a candidate may appeal a negative recommendation, as shown in the following table:
Level of Negative Recommendation |
Appeal Reviewer |
Outcome |
Dean |
University Provost |
Supports appeal → sends case to UAPT |
|
|
Denies appeal → decision is
final |
University Provost |
President |
Supports appeal →
promotion is granted |
|
|
Denies appeal → decision is
final |
President denies after
positive recommendation
by the University Provost |
Reconsideration by the
President |
Supports appeal → promotion
is granted |
|
|
Denies appeal → decision is final |
- The processes used to appeal a negative tenure decision are described in Section I: Appeals.
E. Information
The candidate shall, upon request, be given copies of reports and rationales from each level of the Tenure Review process. To facilitate this procedure, reports and rationales are formulated and/or redacted in such a way as to preserve the anonymity of participants in the judgment to the extent that this is consistent with the communication of the basis of judgment at each level. The candidate is not given access to individual evaluation letters or direct quotations from evaluation letters which are submitted in confidence.
F. Timetable of the Tenure Review Process
In the case of an ordinary Tenure Review, the general timetable will be as follows: the candidate’s complete dossier including their application, the recommendations of the candidate’s Chair, department, APT Committee and the Dean, as well as the external letters and all supplemental material must be uploaded to the Provost’s secure website by February 1 of the year in which the decision will be made (mandatory tenure review year). Individual Schools and Colleges have their own internal timetable to meet this central submission deadline. The University Appointment, Promotion and Tenure committee reviews the cases for promotion to Associate Professor, with or without tenure, and applications for Tenure alone, between February 1 and April 15 and all candidates are notified of the final decision by the Provost or President no later than May 15 of their tenure review year. Please note that all candidates in the regular review cycle are notified on the same date, which may be earlier than May 15 in some years. Promotion applications are no longer sent to the Trustees for final approval.
G. Accelerated Tenure or Promotion Process
On occasion, the University may wish to attract eminent individuals from outside the University who would not accept appointment to the faculty without immediate tenure or senior rank. Or the University may be confronted with the need for a quick tenure or promotion decision in the case of one of its own faculty members who has an offer from another institution and would be likely to accept the offer unless awarded tenure or promotion at Boston University. In such circumstances, the Dean and University Provost shall call for expedited consideration, reporting, and recommendations by the department faculty, the Chair, the School or College APT, the Dean, the UAPT, and the Provost. Based on this information, the President may choose to approve the award of tenure, promotion, or initial senior rank to the candidate or faculty member.
H. Promotion Not Related to Tenure Review
Eligibility for promotion within a track is open to full-time:
- Lecturers and Senior Lecturers
- Assistant Professors and Associate Professors not on the tenure track
- Tenured Associate Professors
- Clinical Assistant Professors and Clinical Associate Professors
- Research Assistant Professors and Research Associate Professors
- Associate Professors of the Practice
On the Charles River Campus, there is no promotion path for Instructors.
1. Promotion for Faculty Holding Lecturer Titles
Note that all elements of the promotion process for salaried Lecturers and Senior Lecturers in the collective bargaining unit is governed by the Collective Bargaining Agreement between the University and the union, not by the Faculty Handbook. In 2019 the collective bargaining unit includes most of the salaried Lecturers in all Charles River Campus schools and colleges except the Questrom School of Business, the School of Law, the College of Engineering and Sargent College. The current contract for salaried Lecturers in the collective bargaining unit is available on the Office of Labor Relations website.
- Promotion Criteria:
Promotion criteria for Lecturers and Senior Lecturers are determined by the Schools and Colleges and are reviewed by the Provost. In all cases, a sustained level of excellence in teaching is of primary importance. In general, Schools and Colleges also expect leadership activity related to teaching and/or contributions to curriculum design, student advising, and other activities that are centered on enhancing student learning. School- or College- specific guidelines are maintained in the Dean’s Office.
- Timeline for Promotion:
In keeping with the Handbook definitions of Senior and Master Lecturer, normally Lecturers will have completed 5 full years of full-time service at Boston University before being eligible for consideration for promotion to Senior Lecturer, and Senior Lecturers will have completed 5 full years of full-time service at Boston University before being eligible for consideration for promotion to Master Lecturer. Earlier consideration is possible in exceptional cases, and a longer interval between promotions is also possible. In the event a former part-time Lecturer becomes a salaried, full-time Lecturer, credit for prior service will be calculated based on the current full-time teaching load for that Lecturer’s position. See example:
A Lecturer taught 3 courses per year on a part-time basis for 2 years. The Lecturer is then hired as a full-time Lecturer with a 6 course/year teaching load. The Lecturer receives one year of credit towards the full-time service requirement needed for promotion to Senior Lecturer.
Note that in all cases, the time in rank requirement is a minimal criterion for promotion, which is not granted on the basis of time in rank alone. Typically, the promotion process is formally initiated by the department Chair/unit Director in consultation with the faculty member, but may also be initiated at the request of the faculty member.
- Promotion Review Process:
- Each school or college has its own process and timeline for assembling the promotion materials needed for Lecturer promotions, and for conducting the promotion review. This information is available through the Dean’s office.
- The Dean typically notifies the Lecturer of the promotion decision by August 1. In the event of a negative decision, the Lecturer is advised of the appeal process.
- Appeals Process for Lecturer Promotions:
Promotion cases for Lecturers and Senior Lecturers progress to the Dean regardless of the votes at earlier levels. Lecturers and Senior Lecturers may appeal a negative promotion decision by following the process outlined in Section I (Appeals). The table below shows the appeal path for promotions of Lecturers and Senior Lecturers.
Appeal Reviewers for Promotions of Lecturers and Senior Lecturers:
-
Level of Negative Recommendation |
Appeal Reviewer |
Outcome |
Dean |
University Provost |
Supports appeal → promotion is granted |
|
|
Denies appeal → decision is final |
2. Promotion for Faculty Holding Unmodified Professorial Titles
This includes non-tenure track Assistant Professors, non-tenure track Associate Professors, and tenured Associate Professors.
- Promotion Criteria:
A national reputation for excellence in scholarly and/or creative work is required for promotion from the rank of unmodified Assistant Professor to the rank of unmodified Associate Professor, and an international reputation for excellence in scholarly and/or creative work is normally required for promotion to the rank of unmodified Professor. Significant weight is normally placed on the strength of these activities since the last time the faculty member was appointed or promoted.
- Timeline for Promotion:
While there is no rigid schedule for promotion,progress towards promotion should be a topic during each annual performance evaluation meeting between the faculty member and the department Chair. Under normal circumstances, a non-tenure track Assistant Professor is ready to be considered for promotion to Associate Professor after serving 7 years in rank, and an Associate Professor, regardless of tenure status, is typically ready to be considered for promotion to Professor after serving 5-7 years in rank. Promotion after a shorter or longer time in rank is also possible. Typically, the promotion process is formally initiated by the Chair of the department in consultation with the faculty member, but the process may also be initiated at the request of the faculty member. A faculty member whose promotion has been denied may not apply for promotion again until a minimum of 2 academic years has passed since the academic year in which the dossier was submitted to the Dean for formal review. In exceptional circumstances, the Dean may seek the approval of the University Provost to waive the 2-year period.
- Promotion Review Process:
- Each School or College has its own process and timeline for assembling promotion dossiers. This information is available through the Dean’s office. The deadlines for central receipt of the completed dossiers, following all necessary reviews in the School or College, are as follows:
- Promotions from Associate Professor to Professor – due in the Provost’s Office by November 15; decision to candidate by March 1.
- Promotions from Assistant Professor to Associate Professor – due in the Provost’s Office by February 1; decision to candidate by May 15.
- The first level of promotion review takes place in the candidate’s department. This review is conducted by those members of the department holding rank at least as high as that for which the candidate is being considered. These faculty examine the candidate’s dossier, meet and discuss the candidate’s qualifications, and vote on whether or not to recommend promotion. The Chair of the department reports the result of the faculty review as well as the Chair’s own recommendation to the Dean. In the case of significant dissent, the Chair should strive to convey a sense of the arguments on each side.
- The faculty of each School or College, in accordance with procedures recommended by the faculty and approved by the Dean and the University Provost, select an Appointment, Promotion and Tenure Committee whose members are Associate or Full Professors. The Committee examines and discusses the candidate’s dossier including the recommendation of the faculty and of the Chair of the candidate’s department. A report embodying the substance of the discussion and the recommendation of the Committee is then furnished to the Dean of the School or College.
- The Dean makes a recommendation regarding promotion and so notifies the candidate. If the recommendation is positive, the Dean forwards the candidate’s dossier, including the Committee recommendation along with the Dean’s own recommendation and the reasons therefor to the University Provost. If the Dean’s recommendation is negative, the Dean informs the candidate and provides information about the appeals process (for Appeals see Section I).
- The University Provost forwards the case to the University Appointment, Promotion and Tenure Committee (UAPT), whose members shall be sixteen Associate or Full Professors selected by the Provost and the Chair of the Faculty Council by mutual agreement. The UAPT Committee reviews the case and votes. A report embodying the substance of the UAPT Committee’s discussions and recommendation is added to the dossier, and all materials to date are provided to the University Provost.
- The University Provost makes a recommendation regarding promotion. If the recommendation is positive, the Provost forwards the candidate’s dossier including the UAPT report and the Provost’s own recommendation to the President. If the Provost’s recommendation is negative, the Provost informs the candidate and provides information about the appeals process (for Appeals see Section I).
- The President notifies the candidate of the President’s decision.
- The candidate shall, upon request, be given copies of reports and rationales from each level of the promotion review process. To facilitate this procedure, reports and rationales are formulated and/or redacted in such a way as to preserve the anonymity of participants in the judgment to the extent that this is consistent with the communication of the basis of judgment at each level. The candidate is not given access to individual evaluation letters or direct quotations from evaluation letters, which are submitted in confidence.
- The candidate may withdraw a promotion application at any stage of the process.
- Appeals Process:
On the Charles River Campus, promotion cases for non-tenure track Assistant Professors, non-tenure track Associate Professors, and tenured Associate Professors progress to the Dean, regardless of the votes at earlier levels. These faculty may appeal a negative promotion decision by following the process outlined in Section I (Appeals). The table below shows the appeal path for promotions of non-tenure track Assistant Professors, non-tenure track Associate Professors, and tenured Associate Professors.
Appeal Reviewers for Promotions of non-tenure track Assistant Professors, non-tenure track Associate Professors, and tenured Associate Professors:
Level of Negative Recommendation |
Appeal Reviewer |
Outcome |
Dean |
University Provost |
Supports appeal → sends
case to UAPT |
|
|
Denies appeal → decision is
final |
University Provost |
President |
Supports appeal → promotion
is granted |
|
|
Denies appeal → decision
is final |
President denies after
positive recommendation
by the University Provost |
Reconsideration by the
President |
Supports appeal → promotion
is granted |
|
|
Denies appeal → decision is
final |
3. Promotion for Professorial Faculty with Titles Modified by “Clinical”
Clinical faculty primarily provide undergraduate and graduate teaching, practical instruction, and are experts in the application of practical knowledge, while maintaining a strong record of scholarly or creative work appropriate for their field of practical expertise. On the Charles River Campus, the title describes faculty whose disciplines span the basic sciences, humanities, creative arts and professional fields. Faculty with professorial titles modified by “Clinical” are not eligible for tenure. Please see the section on faculty Appointments and Reappointments for information about appointment and reappointment of faculty with modified titles, including Clinical faculty.
- Promotion Criteria:
The general criteria for promotion for Clinical faculty are a strong record of a) teaching, b) scholarly or creative work, and c) University and professional service. Promotion on the Clinical track normally requires substantive contributions to the School or College’s teaching program while exhibiting a high degree of teaching proficiency, as well as a national and/or international reputation for scholarship or educational pedagogy in the field of practical expertise. Candidates are normally expected to provide service to the profession nationally and/or internationally, as appropriate for promotion to Clinical Associate Professor and Clinical Professor, respectively.
- Timeline for Promotion:
While there is no rigid schedule for promotion,progress towards promotion should be a topic during each annual performance evaluation meeting between the Clinical faculty member and the department Chair. Under normal circumstances, Clinical professorial faculty are eligible to be considered for promotion after completing a minimum of five or six years in rank. Consideration may occur outside this timeframe, depending on individual circumstances, as specified by the School or College in which the Clinical faculty member holds an appointment. Typically, the promotion process is formally initiated by the department Chair in consultation with the faculty member, but may also be initiated at the request of the faculty member. A faculty member whose promotion has been denied may not apply for promotion again until a minimum of 2 academic years has passed since the academic year in which the dossier was submitted to the Dean for formal review. In exceptional circumstances, the Dean may seek the approval of the University Provost to waive the 2-year period.
- Promotion Review Process:
- The formal, written procedures for required promotion materials are available through the Dean’s Office or on the School or College web site. These documents provide information on the promotion criteria and process, as well as timeline and guidelines for compiling the faculty’s section of the dossier. Early in the academic year, the candidate for promotion should begin to assemble a dossier that includes a complete CV listing teaching, scholarship, and service, as well as a personal statement describing teaching activities and scholarly work. The dossier is then completed by the addition of at least six external letters of evaluation solicited by the Dean, often in consultation with the department Chair. At least 50% of the external letters must be written by arm’s length evaluators, who have no formal professional or close personal relationship with the candidate. Teaching evaluations, peer observations of teaching, and any additional school-specific required material are collected and added to the dossier by the Dean’s Office.
- The first level of review takes place in the candidate’s department. Normally, this review is conducted by those faculty members in the department holding a rank at least as high as that for which the candidate is being considered. These reviewers may hold modified and/or unmodified professorial titles. In the event that there are fewer than three eligible voting faculty at the department level, the Dean may augment the reviewers with additional faculty after consultation with the eligible voting members of the department. Ideally, at least one Clinical faculty member should be included among the reviewers for the promotion of a Clinical faculty member. These faculty examine the candidate’s dossier, meet and discuss the candidate’s qualifications, and vote on whether or not to recommend promotion. The Chair of the department reports the result of the faculty vote and the Chair’s evaluation and recommendation to the school- or college-level promotions committee.
- The school- or college-level promotions committee examines and discusses the candidate’s dossier, including the recommendations of the faculty and Chair of the candidate’s department. In some schools and colleges, this committee is the Appointment, Promotion and Tenure committee, in other units a separate school-wide standing committee reviews promotions for faculty with modified titles. The Committee’s report embodying the substance of the discussion, Committee vote, and the recommendation of the Committee is furnished to the Dean of the School or College.
- If the Dean’s recommendation is positive, the candidate is notified and the dossier, including the Dean’s letter, is furnished to the Provost’s Office no later than June 1. In the case of a negative decision, the Dean notifies the candidate of the decision and the appeals process.
- The final step of the review process for Clinical faculty lies with the University Provost, who reviews the candidate’s dossier and the recommendations of the department and Chair, the school- or college-wide committee, and the Dean. The Provost notifies the candidate of the Provost’s decision, typically by August 1, and the appeals process if the decision is negative.
- The candidate shall, upon request, be given copies of reports and rationales from each level of the promotion review process. To facilitate this procedure, reports and rationales are redacted in such a way as to preserve the anonymity of participants in the judgment to the extent that this is consistent with the communication of the basis of judgment at each level. The candidate is not given access to individual evaluation letters or direct quotations from evaluation letters, which are submitted in confidence.
- The candidate may withdraw a promotion application at any stage of the process.
- Appeals Process:
On the Charles River Campus, the promotion case for a Clinical faculty member progresses to the Dean, regardless of the votes at earlier levels. Clinical Assistant Professors and Clinical Associate Professors may appeal a negative promotion decision by following the process outlined in Section I (Appeals). The table below shows the appeal path for promotions of Clinical faculty:Appeal
Reviewers for Promotions of Professorial Faculty with Titles Modified by Clinical:
Level of Negative
Recommendation |
Appeal Reviewer |
Outcome |
Dean |
University Provost |
Supports appeal → promotion
is granted
|
|
|
Denies appeal → decision is
final |
University Provost denies
after positive recommendation
by the Dean |
Reconsideration by the
University Provost |
Supports appeal → promotion
is granted |
|
|
Denies appeal → decision is
final |
4. Promotion for Professorial Faculty with Titles Modified by “Research”
Research faculty primarily work for the University on research supported by external grants and contracts. Duties may include teaching and service by mutual agreement between the research faculty member and the Dean, but this is not normally expected, nor are these activities of primary importance in consideration for promotion. Faculty with professorial titles modified by “Research” are not eligible for tenure. Please see the section on faculty Appointments and Reappointments for information about appointment and reappointment of faculty with modified titles, including research faculty.
- Promotion Criteria:
The most important criterion for promotion for Research faculty is outstanding scholarly or creative work. A national reputation for excellence in scholarly and/or creative work is required for promotion to the rank of Research Associate Professor and an international reputation for excellence in scholarly and/or creative work is normally required for promotion to the rank of Research Professor. Supporting evidence includes the record of publication, externally sponsored activities (e.g. grants, fellowships), presentations, and service to the profession. Although Research faculty commonly work as part of collaborative teams, promotion on the Research track usually requires significant evidence of leadership and independence, such as lead or corresponding authorship on publications and serving as the principal investigator on sponsored research grants. Significant weight is normally placed on the strength of these activities since the last time the faculty member was appointed or promoted.
- Timeline for Promotion:
While there is no rigid timeline for promotion, progress towards promotion should be a topic during each annual performance evaluation meeting between the research faculty member and the Chair or supervisor. Under normal circumstances, research faculty are eligible to be considered for promotion after serving 3-7 years in rank. Consideration may occur outside this timeframe, depending on individual circumstances. Typically, the promotion process is formally initiated by the department Chair in consultation with the faculty member, but may also be initiated by the faculty member. A faculty member whose promotion has been denied may not apply for promotion again until a minimum of 2 academic years has passed since the academic year in which the dossier was submitted to the Dean for formal review. In exceptional circumstances, the Dean may seek the approval of the University Provost to waive the 2-year period.
- Promotion Review Process:
- The formal, written procedures for required promotion materials are available through the Dean’s Office or on the School or College web site. These documents provide information on the promotion criteria and process, as well as a timeline and guidelines for compiling the faculty’s section of the dossier. Early in the academic year, the candidate for promotion should begin to assemble a dossier that includes, at a minimum, a complete CV and a research statement. The candidate should also provide examples or links to examples of pertinent scholarly work since the last appointment or promotion. The dossier is then completed by the addition of at least six external letters of evaluation solicited by the Dean, often in consultation with the department Chair. At least 50% of the external letters must be written by arm’s length evaluators, who have no formal professional or close personal relationship with the candidate. In the event that teaching has been one of the Research faculty member’s activities, the Dean’s Office adds student teaching evaluations and peer observations, as well as any additional school-specific material to the dossier.
- The first level of review takes place in the candidate’s department. Normally, this review is conducted by those faculty members in the department holding a rank at least as high as that for which the candidate is being considered. These reviewers may hold modified and/or unmodified professorial titles. In the event there are fewer than three eligible voting faculty at the department level, the Dean may augment the reviewers with additional faculty after consultation with the eligible voting members of the department. Ideally, at least one Research faculty member should be included among the reviewers for the promotion of a Research faculty member. These faculty examine the candidate’s dossier, meet and discuss the candidate’s qualifications, and vote on whether or not to recommend promotion. The Chair of the department reports the result of the faculty vote and the Chair’s evaluation and recommendation to the school- or college-level promotions committee. . In the unusual event that the Research faculty member does not have an appointment in a department, the faculty member’s program or center director will serve in the Chair’s role and there is no departmental consideration of the case.
- The school- or college-level promotions committee examines and discusses the candidate’s dossier including the recommendations of the faculty and Chair of the candidate’s department. In some schools and colleges, this committee is the Appointment, Promotion and Tenure committee, in other units a separate school-wide standing committee reviews promotions for faculty with modified titles. The Committee’s report embodying the substance of the discussion, Committee vote and the recommendation of the Committee is then furnished to the Dean of the School or College.
- If the Dean’s recommendation is positive, the candidate is notified and the dossier, including the Dean’s letter, is furnished to the Provost’s Office no later than June 1. In the case of a negative decision, the Dean notifies the candidate of the decision and the appeals process.
- The final step of the review process for Research faculty lies with the University Provost, who reviews the candidate’s dossier and the recommendations of the department and Chair, the school- or college-wide committee, and the Dean. The Provost notifies the candidate of the Provost’s decision, typically by August 1, and the appeals process if the decision is negative.
- The candidate shall, upon request, be given copies of reports and rationales from each level of the promotion review process. To facilitate this procedure, reports and rationales are redacted in such a way as to preserve the anonymity of participants in the judgment to the extent that this is consistent with the communication of the basis of judgment at each level. The candidate is not given access to individual evaluation letters or direct quotations from evaluation letters, which are submitted in confidence.
- The candidate may withdraw a promotion application at any stage of the process.
- Appeals Process:
On the Charles River Campus, the promotion case for a Research faculty member progresses to the Dean, regardless of the votes at earlier levels. Research Assistant Professors and Research Associate Professors may appeal a negative promotion decision by following the process outlined in Section I (Appeals). The table below shows the appeal path for promotions of Research professorial faculty:
Appeal Reviewers for Promotions of Professorial Faculty with Titles Modified by Research:
Level of Negative
Recommendation |
Appeal Reviewer |
Outcome |
Dean |
University Provost |
Supports appeal → promotion
is granted |
|
|
Denies appeal → decision is
final |
University Provost denies
after positive recommendation
by the Dean |
Reconsideration by the
University Provost |
Supports appeal → promotion
is granted |
|
|
Denies appeal → decision is
final |
5. Promotion for Professorial Faculty with Titles Modified by “of the Practice”
Associate Professors of the Practice and Professors of the Practice are distinguished practitioners who primarily provide undergraduate and graduate teaching, service and mentoring, informed by their experience as working professionals in the fields from which they have been recruited to join the University. Faculty with professorial titles modified by “of the Practice” are not eligible for tenure. Please see the section on faculty Appointments and Reappointments for information about appointment and reappointment of faculty with modified titles, including of the Practice faculty. Note that only two of the Practice ranks are used, so only one promotion step is possible, from Associate Professor of the Practice to Professor of the Practice.
- Promotion Criteria:
The criteria for promotion to Professor of the Practice includes excellence in teaching, which usually is supported by strong teaching evaluations, peer observations, and leadership in course or curricular design. The candidate should also have a strong record of mentoring students with interests in the profession represented by the candidate; service to the School or College, University and the profession; and significant continuing achievement in professional activities, advancement of professional standing, and/or relevant professional experience leading to an international or, as appropriate, national reputation in the candidate’s field.
- Timeline for Promotion:
While there is no rigid timeline for promotion, progress towards promotion should be a topic during each annual performance evaluation meeting between Associate Professors of the Practice and the Chair. Under normal circumstances, Associate Professors of the Practice are eligible for promotion after serving 5-7 years in rank. Consideration may occur outside this timeframe, depending on individual circumstances. Typically, the promotion process is formally initiated by the department Chair in consultation with the faculty member, but may also be initiated by the faculty member. A faculty member whose promotion has been denied may not apply for promotion again until a minimum of 2 academic years has passed since the academic year in which the dossier was submitted to the Dean for formal review. In exceptional circumstances, the Dean may seek the approval of the University Provost to waive the 2-year period.
- Promotion Review Process:
- The formal, written procedures for required promotion materials are available through the Dean’s Office or on the School or College web site. These documents provide information on the promotion criteria and process, as well as a timeline and guidelines for compiling the faculty’s section of the dossier. Early in the academic year, the candidate for promotion should begin to assemble a dossier that includes, at a minimum, a complete CV, as well as a statement on teaching, mentoring, administrative and professional service, and professional activities. The candidate should also provide examples or links to examples of pertinent professional work (e.g., innovative course syllabi, published works, professional or service products). The dossier is then completed by the addition of at least six external letters of evaluation solicited by the Dean, often in consultation with the department Chair, as well as teaching evaluations, peer observations of teaching, and any additional school-specific required material. At least 50% of the external letters must be written by arm’s length evaluators, who have no formal professional or close personal relationship with the candidate.
- The first level of review takes place in the candidate’s department. Normally, this review is conducted by those faculty members in the department holding full professor rank, with or without a modified title. In the event that there are fewer than three eligible voting faculty at the department level, the Dean may augment the reviewers with additional faculty after consultation with the eligible voting members of the department. Ideally, at least one full Professor of the Practice should be included among the reviewers for the promotion of an Associate Professor of the Practice. These faculty examine the candidate’s dossier, meet and discuss the candidate’s qualifications, and vote on whether or not to recommend promotion. The Chair of the department reports the result of the faculty vote and the Chair’s evaluation and recommendation to the school- or college-level promotions committee.
- The school- or college-level promotions committee examines and discusses the candidate’s dossier including the recommendations of the faculty and Chair of the candidate’s department. In some schools and colleges, this committee is the Appointment, Promotion and Tenure committee, in other units a separate school-wide standing committee reviews promotions for faculty with modified titles. The Committee’s report embodying the substance of the discussion, Committee vote and the recommendation of the Committee is then furnished to the Dean of the School or College.
- If the Dean’s recommendation is positive, the candidate is notified and the dossier, including the Dean’s letter, is furnished to the Provost’s Office no later than June 1. In the case of a negative decision, the Dean notifies the candidate of the decision and the appeals process.
- The final step of the review process for of the Practice faculty lies with the University Provost, who reviews the candidate’s dossier and the recommendations of the department and Chair, the school- or college-wide committee, and the Dean. The Provost notifies the candidate of the Provost’s decision, typically by August 1, and the appeals process if the decision is negative.
- The candidate shall, upon request, be given copies of reports and rationales from each level of the promotion review process. To facilitate this procedure, reports and rationales are redacted in such a way as to preserve the anonymity of participants in the judgment to the extent that this is consistent with the communication of the basis of judgment at each level. The candidate is not given access to individual evaluation letters or direct quotations from evaluation letters, which are submitted in confidence.
- The candidate may withdraw a promotion application at any stage of the process.
- Appeals Process:
The promotion case for an Associate Professor of the Practice progresses to the Dean, regardless of the votes at earlier levels. Associate Professors of the Practice may appeal a negative promotion decision by following the process outlined in Section I (Appeals). The table below shows the appeal path for promotions of Associate Professors of the Practice:
Appeal Reviewers for Promotions of Associate Professors of the Practice:
Level of Negative
Recommendation |
Appeal Reviewer |
Outcome |
Dean |
University Provost |
Supports appeal → promotion
is granted |
|
|
Denies appeal → decision is
final |
University Provost denies
after positive recommendation
by the Dean |
Reconsideration by the
University Provost |
Supports appeal → promotion
is granted |
|
|
Denies appeal → decision is
final |
I. Appeals Process for Negative Promotion Decisions, With or Without Tenure
1. The candidate must file an appeal of a negative recommendation within 30 calendar days after being notified in writing of the negative recommendation. If a request is filed after the 30-day time period, the Appeal Reviewer may deny the appeal as untimely. The filing of an appeal does not extend the terminal appointment period.
2. The appeal of a negative recommendation must be based on one or more of the following grounds: (a) the candidate has met all criteria for promotion and the decision was erroneous on the merits; (b) the promotion review process was marred by significant procedural errors that substantially affected the outcome of the decision; or (c) the promotion review process was affected by unlawful discrimination that substantially affected the outcome of the decision. When filing an appeal, the candidate must identify all grounds on which it is based, as the candidate will be afforded only one opportunity to request a review of a negative recommendation.
3. Appeals based solely on claims that the negative recommendation was erroneous based on the merits of the case will be reviewed by the appropriate Appeal Reviewer, who will inform the candidate of the decision in writing. The Appeal Reviewer’s decision is final.
4. If an appeal on the merits of the case includes claims that procedural errors or unlawful discrimination substantially affected the outcome of the decision, and the Provost convenes a committee to review those claims as described below, the Appeal Reviewer will defer a decision on the appeal of the merits of the promotion recommendation until the committee has issued its report.
5. If the faculty member’s appeal of a negative promotion or tenure recommendation is based on, or includes allegations of:
(a.) procedural errors or deviations from standard processes during the review that were significant enough to substantially affect the outcome of the decision; or
(b.) bias or discrimination on the basis of race, color, creed, religion, ethnic origin, age, sex, disability, sexual orientation, gender identity, or other unlawful basis that was significant enough to substantially affect the outcome of the decision
then the Provost will determine whether:
(a.) the candidate has articulated claims of procedural errors or unlawful discrimination that, if ultimately supported by the evidence, would provide a basis to re-examine the negative recommendation; and
(b) a formal review by a faculty committee will aid in determination of relevant facts.
The Provost’s decision on whether to proceed with committee review is final.
6. If the Provost determines that committee review is warranted, the Provost will appoint an ad hoc faculty committee of three senior faculty (naming one as Chair) and notify the candidate of their appointment. A candidate who believes that any of the ad hoc committee members cannot participate as an objective fact finder must inform the Provost within seven calendar days. The Provost will decide if there is a need for an alternate committee appointment.
7. The ad hoc committee’s review process may include review of documents, including the promotion dossier, as well as witness interviews and consultation with other University personnel including the Equal Opportunity Office, as appropriate. The witness will be given advanced notice as to the nature of the appeal prior to the interview. The candidate may select a faculty member advisor who may accompany the candidate to any appearance before the ad hoc committee for purposes of providing support, but who may not directly participate in the review.
8. The ad hoc committee should seek to complete its review and issue a written report containing its findings of fact to the Provost within 75 calendar days. Review of the appeal by an ad hoc committee does not extend the terminal appointment period.
9. The Provost will review the ad hoc committee report and make a final decision as to whether procedural errors or unlawful discrimination may have affected the outcome of the promotion recommendation. In making that decision, the Provost may consult with whomever the Provost decides is appropriate. If the Provost finds the outcome may have been affected by procedural errors or unlawful bias, the Provost should establish an internal mechanism to reconsider the decision. The Provost will inform the candidate of the decision in writing. The Provost’s decision is final.
10. This review process, including the identity of the members of the ad hoc committee, information obtained in the review process, and information disclosed to witnesses consulted by the committee should be kept confidential by all participants, including the candidate and witnesses. The ad hoc committee will not disclose to the candidate the identity of the external evaluators, individual evaluation letters, or direct quotations from evaluation letters which are submitted in confidence.
Last revised on April 16, 2024, by the University Council.